Комплаенс-контролер (рынки капитала)

Key Responsibilities:

• Develop, implement, and maintain compliance programs and policies related to Insider Information, MNPI, Market Abuse, and Market Control.
• Provide guidance and training to employees on the proper handling of MNPI and insider information.
• Develop a methodology for monitoring and evaluating trading activities to identify and prevent potential market manipulation and abuse.
• Conduct regular surveillance of subsidiaries activities to ensure compliance with relevant laws, regulations, and internal policies.
• Investigate and resolve potential compliance breaches, market abuse cases, and other related violations.
• Stay updated on regulatory changes in the financial markets and provide recommendations to adapt company policies accordingly.
• Work closely with other compliance and risk management teams to ensure a robust control framework across the organization.

Requirements:

• Degree in Law, Finance or a related field (a Master’s degree or professional certification is a plus).
• Minimum of 7 years of experience in a compliance role, preferably in Global financial institutions or capital markets with at least 2 years in a managerial or leadership role.
• Strong knowledge of financial regulations, particularly those related to insider trading, market manipulation, and market abuse (e.g., MAR, SEC regulations, MiFID II).
• Proven experience in monitoring and investigating potential market abuse or misconduct.
• Expertise in Material Non-Public Information (MNPI) handling and control.
• Ability to work independently and manage multiple projects while maintaining attention to detail.
• Excellent communication, interpersonal, and analytical skills.